Canadian Derivatives Exchange*

Circulars

2003 circulars

These documents are PDF files.

Date Number Title
2003-12-29 174-03 Strategy Trading in the Early Morning Session for Interest Rate Derivatives
2003-12-29 173-03 Research in Motion Inc. (RIM) - Amendments to the Stock Option Symbol
2003-12-29 172-03 Notice of Margin Rate Modification on Foreign Currencies
2003-12-15 171-03 December 24, 2003 - Curb Session
2003-12-11 170-03 Margin and Capital Requirements for Positions in and Offsets Involving Interest Rate and Total Performance Swaps - Amendments to article 7226 and addition of article 7226A
2003-12-11 169-03 Margin and Capital Requirements for Capital Share and Convertible and Exercisable Security Offsets - Amendments to articles 7202A and 7213 and addition of articles 7227 and 7228
2003-12-05 168-03 Futures Contract Margin Requirements and Index Products Floating Margin Rates
2003-12-04 167-03 Changes to the Curb Session
2003-12-04 166-03 Contract Adjustment - Canada Life Financial Corporation (CL) - Plan of Arrangement with Great-West Lifeco Inc. (GWO)
2003-12-04 165-03 List of deliverable Canadian government bond issues for the CGB futures contract
2003-12-04 164-03 Position limits - futures contracts
2003-12-04 163-03 2004 List of Fees of Bourse de Montréal Inc.
2003-12-03 162-03 Joint Regulatory Notice on Federal and Provincial Privacy Legislation
2003-12-03 161-03 SRO Conference 2004 - Current issues in SRO compliance
2003-11-28 160-03 REVISED - Modification to the Closing Time on December 24, 2003
2003-11-27 159-03 iUnits S&P/TSX Capped Gold Index Fund - Amendment to the Stock Options Symbols
2003-11-25 158-03 List of securities eligible to a reduced margin rate
2003-11-25 157-03 New Equity Option Class - Quebecor World Inc.
2003-11-21 156-03 Responsibilities of the Chief Compliance Officer and of the Ultimate Designated Person - Amendments to articles 3502 and 7452 and addition of Policy C-13
2003-11-20 155-03 Modification to the closing time of the markets on December 24, 2003 and December 24, 2004
2003-11-13 154-03 List of deliverable Canadian Government bond issues for the CGB futures contract
2003-11-12 153-03 Resignation of an approved participant - Teraxis Securities Inc.
2003-11-10 152-03 Futures contract margin requirements and index products floating margin rates
2003-11-06 151-03 Position limits - futures contracts
2003-11-03 150-03 Important Notice for Futures Contracts Traders - Early closing on November 10, 2003 at 1:00p.m. for interest rate futures contracts
2003-11-03 149-03 Notice of margin rate modification on foreign currencies
2003-10-30 148-03 Request for Comments - Identification and Entry of Orders and Maintenance of Related Records - Amendments to articles 6312, 6376, 6377 and 6379 of the Rules of Bourse de Montréal Inc.
2003-10-29 147-03 Holidays and Early Closings for the Year 2004
2003-10-24 146-03 New Method for the Price Reporting of Strategies
2003-10-10 145-03 List of deliverable Canadian Government bond issues for the CGB futures contract
2003-10-10 144-03 Position limits - stock options
2003-10-08 143-03 30-Day Overnight Repo Rate Futures Contract (ONX) - Final Settlement Price - Amendments to Article 15922
2003-10-08 142-03 Erratum - Futures contract margin requirements and index products floating margin rates
2003-10-07 141-03 Futures contract margin requirements and index products floating margin rates
2003-10-07 140-03 Position limits - futures contracts
2003-10-02 139-03 Notice of margin rate modification on foreign currencies
2003-10-02 138-03 Circuit Breaker Policy (T-3) 2003 Fourth Quarter Levels of Intervention
2003-10-01 137-03 Amalgamation between two approved participants - National Bank Discount Brokerage Inc. and Altamira Securities Resignation of an approved participant - Altamira Securities
2003-09-30 136-03 Request for comments - Minimum standards for institutional account opening, operation and supervision - addition of Policy C-7
2003-09-30 135-03 Request for comments - Confirmation of transaction for managed accounts - amendments to articles 7455, 11155 and 14154
2003-09-30 134-03 Request for comments - Advertisement, sales literature and correspondence - amendments to articles 8001, 8002, 11003 and 14054 - addition of articles 8003, 8004 and 8005 to Rule Eight
2003-09-30 133-03 Request for comments - Insuring agreement C of financial institution bond - in transit coverage - amendments to article 7076
2003-09-30 132-03 New approved participant of Bourse de Montréal Inc. - BNP (Canada) Securities Inc.
2003-09-10 131-03 List of deliverable Canadian Government bond issues for the CGB futures contract
2003-09-09 130-03 Acceptable institutions and acceptable counterparties listing
2003-09-08 129-03 Futures contract margin requirements and index products floating margin rates
2003-09-03 128-03 Position limits - futures contracts
2003-09-02 127-03 List of securities eligible to a reduced margin rate (supplement)
2003-09-02 126-03 Revision of Rule One of the Rules of Bourse de Montréal Inc.
2003-08-28 125-03 Amendment to Article 1 of the Rules regarding the Special Committee - Regulatory Division
2003-08-25 124-03 New Equity Option Class
2003-08-22 123-03 Contract adjustment - Magna International Inc. (MG) - Spin-Off
2003-08-20 122-03 List of securities eligible to a reduced margin rate
2003-08-15 121-03 Reports of position held in option contracts
2003-08-15 120-03 Early closing on August 15, 2003 at 2:00 p.m. for interest rate futures contracts
2003-08-14 119-03 Recognition of contingent loss arising from litigation
2003-08-08 118-03 Request for comments - Additional OBX Contract Months - Amendments to articles 6751 and 6757
2003-08-08 117-03 Request for comments - Amendments to article 6642 of the Rules - Sponsored Options : Eligibility Criteria of a Sponsor
2003-08-07 116-03 Futures contract margin requirements and index products floating margin rates
2003-08-07 115-03 List of deliverable Canadian Government bond issues for the CGB futures contracts
2003-08-04 114-03 Position limits - Futures contracts
2003-07-30 113-03 Request for comments - Custodial Agreements - Amendments to Statement B and Statement C - Policy C-3 of the Bourse
2003-07-29 112-03 Early Warning System - Amendments to article 7010
2003-07-23 111-03 Anticipated Contract Adjustment - Magna International Inc. (MG) - Spin-Off
2003-07-22 110-03 Notice of margin rate modification on foreign currencies
2003-07-22 109-03 Credit Suisse First Boston Corporation - Name change of a foreign approved participant
2003-07-18 108-03 Delivery of documents during a postal strike
2003-07-18 107-03 Margin and Capital Requirements for Convertible Securities - Amendments to Article 7213
2003-07-18 106-03 Long-Term Equity Options Expiring in January 2006
2003-07-15 105-03 Position Limits - Stock Options
2003-07-11 104-03 Position limits - sponsored options - Société Générale
2003-07-11 103-03 Notice of margin rate modification on foreign currencies
2003-07-10 102-03 List of deliverable Canadian Government bond issues for the CGB futures contract
2003-07-09 101-03 Contract Adjustment - Canada Life Financial Corporation (CL) - Plan of Arrangement with Great-West Lifeco Inc. (GWO) - FOLLOW-UP
2003-07-08 100-03 Notice of margin rate modification on foreign currencies
2003-07-08 099-03 Anticipated Contract Adjustment - Canada Life Financial Corporation (CL), Anticipated Plan of Arrangement with Great-West Lifeco Inc. (GWO)
2003-07-07 098-03 Futures contract margin requirements and index products floating margin rates
2003-07-04 097-03 Position limits - Futures contracts
2003-07-03 096-03 Symbol conversion long-term equity options expiring in January 2004
2003-07-03 095-03 Circuit Breaker Policy (T-3) - 2003 third quarter levels of intervention
2003-06-26 094-03 Provisions Relating to Trade Names and Legal Names used by Approved Participants in their Communications with Clients - Addition of Articles 8025 to 8033 to Rule Eight
2003-06-25 093-03 Yorkton Securities Inc. - Change of name
2003-06-25 092-03 Early Closing for Interest Rate Futures Contracts on June 30, 2003
2003-06-26 091-03 REVISED - Changes to the Curb Session
2003-06-23 090-03 Term Options Expiring in January and March 2006
2003-06-20 089-03 Change - Sun Life Financial Services of Canada Inc.
2003-06-20 088-03 Position Limits of the BAX futures contract - Amendments to article 15508
2003-06-16 087-03 Friedberg Mercantile Group - Change of name
2003-06-13 086-03 New Government of Canada Bond Option Class
2003-06-11 085-03 Policy F-3 : Required Conditions for Granting an Exemption to a Course or an Examination of the Industry
2003-06-09 084-03 Futures Contract Margin Requirements and Index Products Floating Margin Rates
2003-06-06 083-03 UBS Bunting Warburg Inc. - Change of name
2003-06-06 082-03 Symbol Conversion - Long-Term Equity Options Expiring in January 2004 and March 2004
2003-06-05 081-03 Official Capacity Allocation Practice for SAM
2003-06-05 080-03 Acceptable Over-Collateralization Rates for Financing Transactions with Acceptable Counterparties
2003-06-04 079-03 List of Deliverable Canadian Governement Bond Issues for the CGB Futures Contract
2003-06-04 078-03 Position Limits - Futures Contracts
2003-06-03 077-03 CUSIP Change - Petrokazakhstan Inc. (PKN)
2003-05-30 076-03 Name and Symbol Change - Hurrican Hydrocarbons Ltd.
2003-05-29 075-03 Housekeeping Amendments to Policy C-3 - Joint Regulatory Financial Questionnaire and Report
2003-05-29 074-03 Request for comments - Amendment to article 1 of the Rules regarding the Special Committee - Regulatory Division
2003-05-28 073-03 New foreign approved participant - Wolverine Trading UK Limited
2003-05-27 072-03 Notice of margin rate modification on foreign currencies
2003-05-23 071-03 Resignation of an approved participant - Georgia Pacific Securities Corporation
2003-05-22 070-03 Notice of margin rate modification on foreign currencies
2003-05-16 069-03 Long-Term Equity Options Expiring in January 2006
2003-05-14 068-03 Service Offering - Mind Trade Management (MTM) - Access Availability for all Approved Participants and Foreign Approved Participants
2003-05-13 067-03 List of securities eligible to a reduced margin rate
2003-05-09 066-03 List of Deliverable Canadian Government Bond Issues for the CGB Futures Contract
2003-05-08 065-03 Early Warning - Establishing and Maintaining Adequate Internal Controls - Amendments to Article 7010 and to Policy C-4
2003-05-06 064-03 Delegation of powers by the Commission des valeurs mobilières du Québec to Bourse de Montréal Inc.
2003-05-06 063-03 Futures contract margin requirements and index products floating margin rates
2003-05-06 062-03 Symbol Conversion - Long-Term Equity Options Expiring in January 2004
2003-05-05 061-03 Suspension of the Option on the Ten-Year Government of Canada Bond Future (OGB)
2003-05-05 060-03 Position limits - futures contracts
2003-05-01 059-03 Change of Name - Canadian Venture Exchange (CDNX) - Amendments to article 7202
2003-05-01 058-03 Options Market - Long-Term Options Conversion Process for 2003
2003-04-30 057-03 REVISED - Name Change - S&P/TSX Canadian Indices
2003-04-29 056-03 Name Change - S&P/TSX Canadian Indices
2003-04-29 055-03 Disciplinary Decision Jean-Nicolas Brousseau
2003-04-29 054-03 Board of Directors of Bourse de Montréal Inc. 2003 - 2004
2003-04-28 053-03 Margin Requirements for Bonds with Embedded Options - Addition of Article 7215 to Rule Seven
2003-04-24 052-03 Request for comments - Amendments to articles 7202, 7204 and 7213 - Margin and Capital Requirements for Capital Trust Securities
2003-04-23 051-03 Request for comments - Capital Share and Convertible and Exercisable Security Offsets - Amendments to articles 7202A and 7213 and Addition of articles 7227 and 7228
2003-04-22 050-03 Request for comments - Capital and Margin Requirements for Convertible Securities - Amendments to Article 7213
2003-04-16 049-03 Request for comments - Positions in and Offsets Involving Interest Rate and Total Performance Swaps - Amendments to Article 7226 and Addition of Article 7226A
2003-04-15 048-03 Disciplinary decision - Jean-Yves Renaud
2003-04-15 047-03 Notice of margin rate modification on foreign currencies
2003-04-14 046-03 New Barclays iUnits Option Classes
2003-04-14 045-03 Three-Month Canadian Bankers' Acceptance (BAX) Futures Contract Margin Requirements
2003-04-11 044-03 List of deliverable Canadian Government bond issues for the CGB futures contract
2003-04-10 043-03 Position limits - Sponsored options - Société Générale
2003-04-10 042-03 Position limits - Stock options
2003-04-08 041-03 Request for comments - Officer duties exercised on a part-time basis - Amendments to articles 3301, 3303, 3401 and 3403
2003-04-07 040-03 Notice of margin rate modification on foreign currencies
2003-04-07 039-03 Futures contract margin requirements and index products floating margin rates
2003-04-07 038-03 Request for comments - Proficiency requirements - Amendments to Policy F-2
2003-04-07 037-03 Fixed Duties - Amendments to article 7410 of Rule Seven
2003-04-03 036-03 New foreign approved participant - Deutsche Bank Securities Inc.
2003-04-03 035-03 New approved participant of Bourse de Montréal Inc. - CBID Markets Inc.
2003-04-03 034-03 Request for comments - Amendments to article 15508 - Position Limits on the BAX Futures Contract
2003-04-02 033-03 Position limits - futures contracts
2003-04-01 032-03 Circuit Breaker Policy (T-3) - 2003 Second Quarter Levels of Intervention
2003-04-01 031-03 FIMAT Derivatives Canada Inc. - Change of name
2003-03-31 030-03 Electronic Audit Trails
2003-03-28 029-03 Mail Insurance for Approved Participants and Calculation of Financial Institution Bond Coverage for Type 1 and Type 2 Introducing Brokers - Amendments to Articles 7076, 7470 and to Policy C-3
2003-03-27 028-03 New Equity Option Class
2003-03-26 027-03 Request for comments - Obligation to provide a leverage risk disclosure statement to retail clients - Amendments to article 7452
2003-03-26 026-03 Electronic Delivery of Documents - Amendments to Articles 7455, 14154 and 14155 andAddition of Policy C-15
2003-03-18 025-03 Electronic Access to Rules and Policies of the Bourse
2003-03-12 024-03 Contract Adjustment - Angiotech Pharmaceuticals Inc. (ANP) - 2 for 1 Stock Split
2003-03-11 023-03 Removal of inactive equity option classes
2003-03-10 022-03 List of deliverable Canadian Government Bond issues for the CGB futures contract
2003-03-10 021-03 Futures contract margin requirements and index products floating margin rates
2003-03-04 020-03 Position limits - futures contracts
2003-02-28 019-03 Notice of margin rate modification on foreign currencies
2003-02-19 018-03 List of securities eligible to a reduced margin rate
2003-02-18 017-03 Surveillance and Compliance - Addition of Article 3011 to Rule Three
2003-02-18 016-03 Resignation of an approved participant - Casgrain & Compagnie Limitée
2003-02-13 015-03 En anglais: Amendment to the 2003 List of Fees - Real-Time Market Data
Annex 1
2003-02-11 014-03 List of deliverable Canadian Government bond issues for the CGB futures contract
2003-02-10 013-03 Position limits - Futures contracts
2003-02-07 012-03 Futures contract margin requirements and index products floating margin rates
2003-02-05 011-03 New Equity Option Classes
2003-01-23 010-03 Disciplinary decision - John Patrick Doyle
2003-01-20 009-03 Important information for April 2003 equity, bond, index & i-unit options expiry
2003-01-16 008-03 New foreign approved participant - Lehman Brothers Inc.
2003-01-16 007-03 Position limits - Stock options
2003-01-13 006-03 Futures contract margin requirements and index products floating margin rates
2003-01-10 005-03 Position limits - sponsored options - Société Générale
2003-01-10 004-03 Notice of margin rate modification on foreign currencies
2003-01-09 003-03 Position limits - Futures contracts
2003-01-09 002-03 List of deliverable ten-year (CGB) Government of Canada bond futures
2003-01-08 001-03 Circuit Breaker Policy (T-3) - 2003 First Quarter Levels of Intervention