Rules
- Rules of the Montréal Exchange
- Part 4 - Concordance table between the Rules effective until market close on February 18, 2022 and the Rules effective at the market close on February 18, 2022
- Concordance table between the Rules effective until December 31, 2018 and the Rules effective on January 1st, 2019
Rules and Policies – Effective until December 31, 2018 (not in force)
- Rule One - Regulations of the Bourse
- Rule Two - Liability and Related Matters
- Rule Three - Approved Participants
- Rule Four - Investigations, Discipline and Appeals
- Rule Five - Miscellaneous Rules
- Rule Six- Trading
- Rule Seven - Operations of Approved participants
- Rule Eight - Advertising and Communications
- Rule Nine - Margin and Capital Requirements for Options, Futures Contracts and other Derivative Instruments
- Rule Ten - Settlements - Securities
- Rule Eleven - Options Accounts Management
- Rule Fourteen - Derivative Instruments - Miscellaneous Rules
- Rule Fifteen - Futures Contracts Specifications
- Rules Regarding the Regulatory Division
- Rules Regarding the Special Committee - Regulatory Division
- Policy C-1 - Requests for Exemption to Position Limits for Bona Fide Hedgers
- Policy C-2 - Minimum Standards for Retail Accounts Supervision
- Policy C-3 - Joint Regulatory Financial Questionnaire and Report
- Policy C-4 - Establishing and Maintaining Adequate Internal Controls
- Policy C-10 - Internal Control Policy : Pricing of Securities
- Policy C-11 - Internal Control Policy on Derivative Risk Management
- Policy C-12 - Minimum Requirements for Suitability Relief Concerning Trades not Recommended by an Approved Participant
- Policy C-13 - Responsibilities of the Chief Compliance Officer and Ultimate Designated Person
- Electronic Delivery of Documents
- Policy F-1 - Continuing Education Program
- Policy F-2 - Proficiency Requirements
- Policy F-3 - Required Conditions for Granting an Exemption to a Course or an Examination of the Industry
- Policy F-4 - Professional Training Requirements
- Policy T-1 - Specialist/Market-Maker Trading Policy
- Policy T-3 - Circuit Breaker
- Policy T-4 - Futures Options : Market-Maker Policy
