Strategize with OptionsPlay
Weekly Income Strategy Reports
  Feedback

Rules of Bourse de Montréal

Bourse de Montréal has modernized and reorganized its Rules and Procedures. The new version of the Rules attached below is effective as of January 1st, 2019 and incorporates all current Rules and Procedures of the Bourse de Montréal as well as Policy C-1.

The following Rules and Policies were in full force and effect until December 31, 2018, end of Trading Day.

Rules and Policies – Effective until December 31, 2018

Last update Number Title
2018-10-05 R-01 Rule One - Regulations of the Bourse
2017-12-01 R-02 Rule Two - Liability and Related Matters
2018-07-11 R-03 Rule Three - Approved Participants
2018-07-19 R-04 Rule Four - Investigations, Discipline and Appeals
2018-01-17 R-05 Rule Five - Miscellaneous Rules
2018-12-14 R-06 Rule Six- Trading
2018-07-11 R-07 Rule Seven - Operations of Approved participants
2018-09-14 R-08 Rule Eight - Advertising and Communications
2018-09-14 R-09 Rule Nine - Margin and Capital Requirements for Options, Futures Contracts and other Derivative Instruments
2008-03-04 R-10 Rule Ten - Settlements - Securities
2008-03-04 R-11 Rule Eleven - Options Accounts Management
2018-10-05 R-14 Rule Fourteen - Derivative Instruments - Miscellaneous Rules
2018-10-05 R-15 Rule Fifteen - Futures Contracts Specifications
2015-05-21 Div-R Rules Regarding the Regulatory Division
2015-05-21 Div-SC Rules Regarding the Special Committee - Regulatory Division
2015-05-15 P-C01 Policy C-1 - Requests for Exemption to Position Limits for Bona Fide Hedgers
2003-01-01 P-C02 Policy C-2 - Minimum Standards for Retail Accounts Supervision
2016-01-14 P-C03 Policy C-3 - Joint Regulatory Financial Questionnaire and Report
2003-05-08 P-C04 Policy C-4 - Establishing and Maintaining Adequate Internal Controls
2003-01-01 P-C10 Policy C-10 - Internal Control Policy : Pricing of Securities
2003-01-01 P-C11 Policy C-11 - Internal Control Policy on Derivative Risk Management
2003-01-01 P-C12 Policy C-12 - Minimum Requirements for Suitability Relief Concerning Trades not Recommended by an Approved Participant
2003-11-21 P-C13 Policy C-13 - Responsibilities of the Chief Compliance Officer and Ultimate Designated Person
2003-03-26 P-C15 Electronic Delivery of Documents
2008-03-18 P-F1 Policy F-1 - Continuing Education Program
2008-03-18 P-F2 Policy F-2 - Proficiency Requirements
2008-03-18 P-F3 Policy F-3 - Required Conditions for Granting an Exemption to a Course or an Examination of the Industry
2008-03-18 P-F4 Policy F-4 - Professional Training Requirements
2015-07-17 P-T1 Policy T-1 - Specialist/Market-Maker Trading Policy
2014-07-28 P-T3 Policy T-3 - Circuit Breaker
2015-07-17 P-T4 Policy T-4 - Futures Options : Market-Maker Policy

TMX Group Limited and its affiliates do not endorse or recommend any securities issued by any companies identified on, or linked through, this site. Please seek professional advice to evaluate specific securities or other content on this site. All content (including any links to third party sites) is provided for informational purposes only (and not for trading purposes), and is not intended to provide legal, accounting, tax, investment, financial or other advice and should not be relied upon for such advice. The views, opinions and advice of any third party reflect those of the individual authors and are not endorsed by TMX Group Limited or its affiliates. TMX Group Limited and it affiliates have not prepared, reviewed or updated the content of third parties on this site or the content of any third party sites, and assume no responsibility for such information.

Copyright © 1996-2020 Bourse de Montréal Inc. All rights reserved.
Canadian Derivatives Exchange is an official mark of Bourse de Montréal Inc.